More Securities news More news in New Mexico Find Securities lawyers in New Mexico
On December 9, 2025, the New Mexico Securities Board took action against an unregistered investment firm operating in the state. The board issued a cease and desist order against the firm, alleging that it had been offering securities without being properly registered with the state.According to the board, the firm had been soliciting investments from New Mexico residents without providing the necessary disclosures or following the proper registration procedures. This put investors at risk of potential fraud or other illegal activities. The board also discovered that the firm was not operating in compliance with state securities laws.In response to the order, the firm has been required to immediately cease all activities related to soliciting investments in New Mexico. The board emphasized the importance of ensuring that all investment firms operating in the state are properly registered and adhere to the necessary regulations to protect investors.The Securities Division of the New Mexico Regulation and Licensing Department urged investors to be cautious when considering investment opportunities and to always verify the registration status of the firm offering the investment. They also encouraged anyone who may have already invested with the unregistered firm to contact the Securities Division for assistance.The board's swift action sends a clear message that they take the protection of investors in the state seriously and will not hesitate to take action against firms that fail to comply with securities laws. They are continuing to investigate the matter further to ensure that all necessary steps are taken to protect investors in New Mexico.