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On January 10, 2026, the New Hampshire Securities Commission announced a crackdown on unregistered investment advisors operating in the state. The commission issued cease and desist orders to several individuals and companies that were found to be offering investment advice without proper registration.According to Commissioner Jane Williams, the commission has been monitoring the activities of these unregistered advisors for several months. "We take the protection of investors very seriously," stated Commissioner Williams. "It is important that anyone offering investment advice in our state is properly registered and abides by the regulations set forth by the Commission."The individuals and companies that were issued cease and desist orders were found to be soliciting clients, providing investment advice, and managing assets without the necessary registrations. Some were also found to be making false claims about their credentials and past performance.In addition to the cease and desist orders, the Commission has also imposed fines on those found to be in violation of the state's securities laws. The fines range from $5,000 to $50,000, depending on the severity of the violations.The Commission is urging investors to be wary of individuals and companies who claim to be investment advisors but are not properly registered with the state. Investors are advised to verify the registration status of any advisor they are considering working with and to check their background and credentials.This crackdown on unregistered investment advisors is part of the Commission's ongoing efforts to protect investors and maintain the integrity of the securities market in New Hampshire. The Commission is working closely with other state and federal regulators to identify and prosecute those who are operating outside of the law.Investors who believe they may have been victimized by an unregistered investment advisor are encouraged to contact the New Hampshire Securities Commission for assistance. The Commission is committed to ensuring that investors are able to make informed decisions and protect their assets from fraudulent activity.