Florida Securities Law News - Florida Securities Commissioner Announces Crackdown on Unregistered Investment Activity

In a press conference held on September 28, 2025, Florida Securities Commissioner Samantha Williams announced a new initiative aimed at cracking down on unregistered investment activity in the state. The initiative comes in response to an increase in reports of fraudulent investment schemes targeting Florida residents.Commissioner Williams stated that the Securities Division has seen a rise in complaints related to unregistered securities offerings, Ponzi schemes, and other forms of investment fraud. She emphasized the importance of individuals conducting their due diligence before investing their hard-earned money and urged them to be cautious when approached with investment opportunities that seem too good to be true.As part of the new initiative, the Securities Division will be actively investigating and prosecuting individuals and companies that are found to be engaging in unregistered investment activity. Commissioner Williams warned that those found in violation of securities laws could face severe penalties, including fines, injunctions, and even criminal charges.In addition to enforcement actions, the Securities Division will also be launching an educational campaign to raise awareness about the risks associated with unregistered investments. Commissioner Williams urged Florida residents to report any suspicious investment activity to the Securities Division and to seek advice from a registered financial advisor before making any investment decisions.The announcement comes at a time when investment fraud is on the rise nationwide, with scammers targeting vulnerable populations, such as seniors and low-income individuals. Commissioner Williams stressed the importance of protecting investors and maintaining the integrity of the financial markets in Florida.Investors who believe they may have been the victim of investment fraud are encouraged to contact the Florida Securities Division at 1-800-848-3792 or visit their website for more information on how to file a complaint. The Securities Division is committed to enforcing securities laws and protecting investors in the state of Florida.

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